Compliance
Short Term Compliance Policies
Consent to Process
Personal Information
Conflict Of Interest
Treating The Customer Fairly
Company Registration Numbers
Cooke Fuller
Insurance Brokers (Pty) Ltd:
1996/013447/07
Cooke Fuller
Wealth Management (Pty) Ltd:
2003/021869/07
Cooke Fuller
Risk Benefits (Pty) Ltd:
2002/028743/07
Rags & Riches
Trading 1008cc:
2001/008989/23
FSP Licence Numbers
Cooke Fuller
Insurance Brokers (Pty) Ltd:
5672
Cooke Fuller
Wealth Management (Pty) Ltd:
14329
Cooke Fuller
Risk Benefits (Pty) Ltd:
16141
Rags & Riches:
3902
Short Term Compliance Officer
Alida Govender
(FAIS Compliance & Licensing CC – Practice Number 5878)
Tel: 031 822 3448
Email: info@fais-compliance.co.za
Address: 2 Roehampton Way, Broadway, Durban North, 4051
Long Term Compliance Officer
National Financial Ombud Scheme (NFO)
Tel: 0860-800-900
Email: info@nfosa.co.za
Website: www.nfosa.co.za
NFO Johannesburg Office
110 Oxford Rd Houghton Estate Johannesburg Gauteng 2198
NFO Cape Town Office
Claremont Central Building 6th Floor 6 Vineyard Road, Claremont Western Province 7700